Vessel Ownership & Legal Responsibility

Control Regulation

IUU Fishing Regulation in relation to the Community IUU Vessel List

Does the law/regulation require information about the beneficial owner of the vessel?

  • Article 29

    Content, publicity and maintenance of the Community IUU vessel list

    1. The Community IUU vessel list shall contain the following details for each fishing vessel: (a) name and previous names, if any; (b) flag and previous flags, if any; (c) owner and where relevant previous owners, including beneficial owners, if any; (d) operator and where relevant previous operators, if any; (e) call sign and previous call signs, if any; (f) Lloyds/IMO number, where available; Consolidated TEXT: 32008R1005 — EN — 09.01.2024 21.02.2024 21:26 https://eur-lex.europa.eu/legal-content/EN/TXT/HTML/?uri=CELEX:02008R1005-20240109 Page 31 of 79 (f) Lloyds/IMO number, where available; (g) photographs, where available; (h) date of first inclusion on it; (i) summary of activities which justify inclusion of the vessel on it, together with references to all relevant documents informing of and evidencing those activities.
    2. The Commission shall publish the Community IUU vessel list in the Official Journal of the European Union and shall take any measure necessary to ensure its publicity, including by placing it on its website.
    3. The Commission shall update every three months the Community IUU vessel list and shall provide for a system to automatically notify updates to Member States, regional fisheries management organisations and any member of the civil society that should so request. Furthermore, the Commission shall transmit the list to the FAO and to regional fisheries management organisations for the purposes of enhancing cooperation between the Community and these organisations aimed at preventing, deterring and eliminating IUU fishing.
  • Article 38

    Action in respect of non-cooperating third countries The following measures shall apply to non-cooperating third countries:

    1. the importation into the Community of fishery products caught by fishing vessels flying the flag of such countries shall be prohibited, and accordingly catch certificates accompanying such products shall not be accepted. In the event that the identification of a non-cooperating third country pursuant to Article 31 is justified by the lack of appropriate measures adopted by this third country in relation to IUU fishing affecting a given stock or species, the prohibition of importation may only apply in respect of this stock or species;
    2. the purchase by Community operators of a fishing vessel flying the flag of such countries shall be prohibited;
    3. the reflagging of a fishing vessel flying the flag of a Member State to such countries shall be prohibited;
    4. Member States shall not authorise the conclusion of chartering agreements with such countries for fishing vessels flying their flag;
    5. the exportation of Community fishing vessels to such countries shall be prohibited;
    6. private trade arrangements between nationals of a Member State and such countries in order for a fishing vessel flying the flag of that Member State to use the fishing possibilities of such countries shall be prohibited;
    7. joint fishing operations involving fishing vessels flying the flag of a Member State with a fishing vessel flying the flag of such countries shall be prohibited;
    8. the Commission shall propose the denunciation of any standing bilateral fisheries agreement or fisheries partnership agreement with such countries which provides for termination of the agreement in case of failure to comply with undertakings made by them with regard to combating IUU fishing;
    9. the Commission shall not enter into negotiations to conclude a bilateral fisheries agreement or fisheries partnership agreements with such countries; Consolidated TEXT: 32008R1005 — EN — 09.01.2024 21.02.2024 21:26 https://eur-lex.europa.eu/legal-content/EN/TXT/HTML/?uri=CELEX:02008R1005-20240109 Page 39 of 79 ▼M5 c
    10. the ownership, including as a beneficial owner as defined in Article 3, point (6), of Directive (EU) 2015/849 of the European Parliament and of the Council ( 2 ), operation or management by Union operators of fishing vessels flying the flag of such countries shall be prohibited. Union owners, including beneficial owners, of fishing vessels flying the flag of such countries shall request that those vessels be removed from the registry of such countries within two months of the publication of the list of non-cooperating third countries in accordance with Article 33 of this Regulation. Where the request cannot be made directly by the owners, including beneficial owners, they shall mandate a relevant natural or legal person empowered to act on their behalf to request such removal within the timeframe provided;
    11. access to port services and the conduct of landing or transhipment operations in Union ports by fishing vessels flying the flag of such countries shall be prohibited.
  • Article 39

    1. Nationals subject to the jurisdiction of Member States (nationals) shall neither support nor engage in IUU fishing, including by engagement on board or as operators or beneficial owners of fishing vessels included in the Community IUU vessel list.
    2. Without prejudice to the primary responsibility of the flag State, Member States shall cooperate amongst themselves and with third countries and take all appropriate measures, in accordance with national and Community law, in order to identify nationals supporting or engaged in IUU fishing.
    3. Without prejudice to the primary responsibility of the flag State, Member States shall take appropriate action, subject to and in accordance with their applicable laws and regulations with regard to nationals identified as supporting or engaged in IUU fishing.
    4. Each Member State shall notify to the Commission the names of the competent authorities responsible for coordinating the collection and verification of information on activities of nationals referred to in this Chapter and for reporting to and cooperating with the Commission
  • Article 40

    1. Member States shall encourage nationals to notify any information pertaining to legal, beneficial or financial interests in, or control of, fishing vessels flagged to a third country which they hold and the names of the vessels concerned.
    2. Nationals shall not sell or export any fishing vessel to operators involved in the operation, management or ownership of fishing vessels included in the Community IUU vessel list.
    3. Without prejudice to other provisions laid down in Community law pertaining to public funds, Member States shall not grant any public aid under national aid regimes or under Community funds to operators involved in the operation, management or ownership of fishing vessels included in the Community IUU vessel list.
    4. Member States shall endeavour to obtain information on the existence of any arrangement between nationals and a third country allowing the reflagging of fishing vessels flying their flag to such third country. They shall inform the Commission thereof by submitting a list of the fishing vessels concerned.